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PATENT
APPLICATIONS UNDER PCT
The
Patent Cooperation Treaty is an agreement for international cooperation
in the field of patents. It is the most significant advancement
in international cooperation in this field since the adoption of
the Paris Convention itself. It is, however, largely a treaty for
rationalization and cooperation with regard to the filing, searching
and examination of patent applications and the dissemination of
the technical information contained therein. The PCT does not provide
for the grant of “international patents”. The task and responsibility
for granting patents remain exclusively in the hands of the patent
Offices of, or acting for, the countries where protection is sought
(the “regional Offices”). PCT is a special agreement under the Paris
Convention open only to states, which are also party to the Paris
Convention. The PCT does not compete with but, in fact, complements
the Paris convention.
Introduction:
On
7th September
1998, India deposited its instrument of accession to the PCT and
on 7th December 1998 thus became a member of the PCT, as the 98th
Contracting
State of PCT. Furthermore, nationals and residents of India are
entitled to file international applications for patents under PCT
at Receiving Office at Patent Office at Delhi.
Principal
Objectives of the PCT
The
principal objective of the PCT is to simplify and to render more
effective and more economical—in the interests of the users of the
patent system and the offices that have responsibility for
administering it—the previously established means of applying in
several countries for patent protection for inventions. Before the
introduction of the PCT system, virtually the only means by which
protection of an invention could be obtained in several countries
was to file a separate application in each country; these applications,
each being dealt within isolation, involved repetition of the work
of the filing and examination in each country.
To achieve
its objective, the PCT:
-
Establishes
an international system which enables the filing, with a single
patent Office (the “Receiving Office”), of a single application
(the “International Application”) in one language having effect
in each of the countries which are party to the PCT which the
applicant names (“designates”) in his application;
-
Provides
for the formal examination of the International Application
by a single patent Office, the Receiving Office;
-
Subjects
each International Application to an international search which
results in a report citing the relevant prior art (mainly published
patent documents relating to previous inventions) which may
have to be taken into account in deciding whether the invention
is patentable; that report is made available first to the applicant
and is later published;
-
Provides
for centralized international publication of International Applications
with the related international search reports, as well as their
communication to the designated Offices; and
-
Provides the
option of an international preliminary examination of the International
Application, which gives to the Offices, that has to decide whether
or not to grant a patent, and to the applicant, a report containing
an opinion as to whether the claimed invention meets certain international
criteria for patentability. The procedure described in the preceding
paragraph, comparing it with the traditional procedure, is illustrated
by two timelines such as chapter I and chapter II of PCT. It is
commonly called the “International Phase” to describe the first
part of the patenting procedure, whereas one speaks of the “National
Phase” to describe the last part of the patent granting procedure
which, as explained in paragraph above, which is the task of the
designated Offices, that is, the national Offices of, or Regional
offices acting for the countries which have been designated in
the International Application. (In PCT terminology, a reference
to “national” Office, “national” phase and “national” fees, includes
the reference to the procedure before a regional patent Office).
Under
the PCT system, by the time the International Application reaches
the national Office, it has already been searched by the International
Searching Authority and possibly examined by an International Preliminary
Examining Authority, thus providing the national patent Offices
with the important benefit of reducing their work loads since they
have the benefit of these international phase procedures and thus
need not duplicate those efforts. Further objectives of the PCT
are to facilitate and accelerate access by industries and other
interested sectors to technical information related to inventions
and to assist developing countries on gaining access to technology.
Functions of
The Receiving Office
1.
The first step is that the Receiving Office receives the International
Application from the applicant. An application for the same invention
has to be filed six weeks or necessary permission under section
39 should be taken before the filing of International Application.
2.
The second step is that the Receiving Office checks the International
Application to determine whether it meets the prescribed requirements
as to form and content of International Applications. This check
is of a formal nature only and does not go into the substance of
the invention. It therefore extends only to a certain number of
rather elementary requirements specified in the Treaty as forming
part of that check.
3.
i) The receiving
Office shall accord as the international filing date the date of
receipt of the international application, provided that that Office
has found that in order in accordance with Article 11, at the time
of receipt:
ii) (a) If the receiving Office finds that the international
application did not, at the time of receipt, fulfill the requirements
listed in paragraph (1), it shall, as provided in the Regulations,
invite the applicant to file the required correction.
(b) If the applicant complies with the invitation, as provided
in the Regulations, the receiving Office shall accord as the international
filing date the date of receipt of the required correction.
4.
Receiving Office checks certain formal and physical requirements
(Article 14).
That
check by the Receiving Office may show that the International Application
does not meet certain requirements as to form and content and that
the fees are not, or not fully, paid. In that case, the Receiving
Office communicates with the applicant in order to give him an opportunity
to correct any defect.
6.
If the language of filing of the International Application is one
acceptable by the Receiving
Office but is not acceptable by the International Searching Authority
that is to carry out the international search, the applicant is
required to furnish, within one month from the filing date of the
application, a translation into a language which is all of the following:
(i) a language accepted by the International Searching Authority
that is to carry out the international search; (ii) a language of
publication; and (iii) a language accepted by the Receiving Office
(unless the International Application is filed in a language of
publication). In cases where the applicant fails to furnish, within
the applicable time limit, a translation for the purposes of international
search, the Receiving Office invites the applicant to furnish the
missing translation, in certain cases subject to the payment of
a late furnishing fee. A separate invitation procedure is provided
for the case where the request does not comply with language requirements.
Where the applicant does not furnish the missing translation within
the time limit fixed in the invitation, the International application
will, subject to certain safeguards for the applicant, be considered
withdrawn and the Receiving Office will so declare.
7.
Not all the requirements of the International Application are required
to be examined by the Receiving Office. For instance, the
Receiving Office does not deal with substantive questions such as
whether the disclosure of the invention in the application is sufficient
and whether the requirement of unity of invention is complied with.
It also does not check all the many detailed physical requirements
of the International Application. Those requirements are only checked
to the extent that compliance with such requirements is necessary
for the purpose of reasonably uniform international publication.
8.
Typical examples of defects, which may be corrected without affecting
the international filing date, are:
–
Non-payment or partial payment of fees;
–
Lack of signature of the request;
–
Lack of a title of the invention;
–
Lack of an abstract;
–
Physical defects.
9.
As stated, in all such cases lack of correction leads to the application
being considered withdrawn, except where a physical defect would
not prevent reasonably uniform international publication and except
for the payment of fees. With regard to the later, Rule 16b provides
that the Receiving Office must invite the applicant to pay the missing
fees together with a late payment fee. If the applicant still does
not pay the fees within the time limit fixed in the invitation,
the Receiving Office will declare that the International Application
is being considered withdrawn. This solution protects the applicant
against any loss of his application due to an erroneously delayed
or incomplete payment of fees.
10.
The third step in the procedure before the Receiving Office is that
it must transmit the “record
copy” of the International
Application to the International Bureau and the “search
copy” to the International
Searching Authority. The Receiving Office keeps a third copy, the
“home copy.”
The transmittals
do not take place if and as long as national prescriptions concerning
national security apply. The Receiving Office will then declare
that national security provisions prevent the International Application
from being treated as such.
11.
The Receiving Office must mail the record copy promptly to the International
Bureau and in any case not later than five days prior to the expiration
of the 13th month from the priority date. In many cases,
the International Application claims the priority of an earlier
national application and is filed at the end of the 12-month priority
period; the Receiving Office has only a few weeks for its processing
tasks
12.
The search copy must be transmitted by the Receiving Office to the
International Searching Authority at the time of the transmittal
of the record copy to the International Bureau except where the
search fees has not been paid on time, in which case the transmittal
of the search copy takes place after that fee has been paid.
13.
If an applicant who is a resident or national of a PCT Contracting
State; erroneously files his International Application with a national
office which acts as a Receiving Office under the Treaty but which
is not competent under Rule 19.1 or 19.2, having regard to the applicant’s
residence and nationality, to receive that International Application,
or if an applicant files his International Application with the
competent Receiving Office in a language which is not accepted by
that Office under Rule 12.1(a) but is in a language accepted under
that Rule by the International Bureau as Receiving Office, the International
Application will be considered to have been received by the national
Office on behalf of the International Bureau as Receiving Office
on the date on which it was received by the national Office, and
will be promptly transmitted to the International bureau as Receiving
Office (unless such transmittal is prevented by national security
prescriptions). The transmittal may be subjected by the national
Office to the payment of a fee equal to the transmittal fee. All
other fees already paid to that Office will be refunded by that
Office to the applicant and the applicable fees will have to be
paid to the International bureau as Receiving Office
The
following conditions should be fulfilled for according an international
filing date:
The
applicant should be a resident or national of the Contracting State
for which the Receiving Office acts, and has consequently the right
to file with that Receiving Office (note, however, that the International
Application is to be transmitted to the International Bureau as
Receiving Office under Rule 19.4(a)(i) if that condition is not
fulfilled);
(ii)
The International Application should be in the language, or one
of the languages, accepted by the Receiving Office for the purpose
of filing International Applications (note, however, that the International
Application is to be transmitted to the International Bureau as
Receiving Office under Rule 19.4(a)(ii) if that condition is not
fulfilled);
(iii)
The International Application should contain at least the following
elements: (a) an indication that it is intended to be an International
Application, (b) the designation of at least one Contracting State(c)
the name of the applicant in a form allowing the applicant’s identity
to be established, (d) a part which on the face of it appears to
be a claim or claims.
(iv)
If one of these requirements is only complied with after correction,
the international filing date will be the date on which the correction
was received. In other words, in these cases a defect, which is
corrected later, affects the international filing date. If all such
defects are not properly corrected, the application will not be
treated as an International Application.
(v)
For all the other cases, non-compliance with the formal requirements
does not affect the international filing date. In other words, if
the applicant corrects a defect in such cases, the international
filing date remains unchanged. If the applicant does not correct,
the defect properly, the International Application will, however,
be considered withdrawn by the Receiving Office. Extension of the
time limit fixed by the Receiving Office for the correction of defects
under Article 14 may be requested.
Monitoring
of time limits
Easy
supervision and monitoring of only a few time limits and events
is required by applicants, namely:
(i)
Monitoring the receipt of the confirmation of receipt of the International
Application by the Receiving Office;
(ii)
Monitoring the time limits for payment of fees;
(iii)
Checking the notification from the International Bureau confirming
the receipt of the International Bureau confirming the receipt of
the record copy (Form PCT/IB/301) for correctness of the designations
indicated on the Form and if needed and confirm precautionary designations
within 15 months from the priority date;]
(iv)
Deciding, after receipt of the international search report, whether
or not to file a demand for international preliminary examination
(which must be filed prior to the expiration of 19 months from the
priority date.
(v)
Deciding, after receipt of the international search report, whether
or not to file amended claims under Article 19, within the applicable
time limit; This will usually be considered only if demand for international
preliminary examination is not filed;
(vi)
Monitoring the receipt, during the 19th month from the priority
date, of the notice from the International Bureau (Form PCT/IB/308)
that the publication of the International Application and its communication
to the designated Offices (Article
20)
has been effected; (vii) entering the national phase before the
expiration of 30/31 months from the priority date by paying the
national fees and furnishing (if required) a translation of the
International Application.
Filing of
the International Application:
a ) Request
form (PCT/RO/101)
1.
International Application must be filed with any of the receiving
offices i.e. Patent office, Kolkata, New Delhi, Mumbai, and Chennai(RO/IN)
or International bureau (RO/IB) of WIPO. The request form and the
documents attached therewith should be in triplicate.
2.
The International Application must contain a request, a description,
one or more claims, one or more drawings (where required) and an
abstract; it must comply with the prescribed physical requirements;
it must be in one of the prescribed languages; finally, the required
fees must be paid. These requirements will be dealt with one by
one.
3.
The request
may
be made on a printed form, copies of which can be obtained free
of charge from the Receiving Office or from the International Bureau
of WIPO. The request may also be presented as a computer printout
as prescribed by Section 102(h) of the Administrative Instructions
or, alternatively, as a computer printout prepared using the PCT-SAFE
(PCT-EASY) software, in which case it must be accompanied by a computer
diskette containing a copy in electronic form of the data contained
in the request and of the abstract. Online application filing also
is possible now.
4.
The request must first of all contain a petition, that is, a request
that the International Application be processed according to the
PCT. It must further contain the title of the invention, the necessary
data concerning the applicant, the inventor and the agent representing
the applicant. It must be signed by the applicant or his agent.
Where there are two or more applicants, each applicant must sign
at his choice either the request or, if the request is signed by
an agent, a separate power of attorney.
5.
The request may contain some optional indications, in particular
a priority claim according to the Paris Convention for the Protection
of Industrial Property.
b) Priority
1.
Only
one certified copy is required of each priority of the application
and to be furnished within 6 months from the filing date; no copies
for each designated Office are needed. The copies for the designated
Offices are prepared—at no additional cost to the applicant—by the
International Bureau.
2.
Transmittal of the priority document need not be monitored if a
request for transmittal by the Receiving Office to the International
Bureau of an application filed with that Receiving Office was made
in the Request Form and the applicable fee for a priority document
was paid to the Receiving Office.
c) Description
1.
The description
of
the invention in the International Application must disclose the
invention in a manner sufficiently clear and complete for the invention
to be carried out by a person skilled in the art.
2.
The
description first repeats the title of the invention. It then specifies
the technical field to which the invention relates. It indicates
the so-called “background art,” that is, the technical and, in particular,
patent literature, pertaining to that technical field, constituting
the “prior art” or “state of the art” or known technology for the
newly filed application. It discloses the intention in a way, which
allows the technical problem and its solution to be understood.
It states the advantageous effects of the invention as compared
with the known technology. It briefly describes the figures in the
drawings. It sets forth the best mode contemplated by the applicant
for carrying out the invention and any other mode he wants to include.
Finally,
it indicates the way in which the invention is capable of exploitation
in industry.
d) Sequence
Listing: -
1.
Section 806 of PCT allows a designated Office to require that a
copy of a sequence listing part filed only on an electronic medium
under new Section 801 be furnished, for the purposes of the national
phase, on paper.
2.
For applicants who do not wish to file the sequence listing part
of their international applications under new Section 801, the current
provisions will continue to apply, including the filing in written
form only (under Rule 5.2) and the concurrent or subsequent furnishing,
as provided under PCT Rule 13ter and Section 208, of the sequence
listing parts in computer readable from but only for the purposes
of international search and/or international preliminary examination.
In such cases the current system for calculating the basic fee,
on the basis of the total number of sheets of the international
application including the sequence listing part, will continue to
apply (see item 1(b) of the Schedule of Fees).
3.
It is important to note that international application filed under
new section 801 may only be filed with receiving Offices, which
are prepared to accept them, and on such electronic media as specified
by the receiving Offices (for further details pl. see PCT Applicant’s
Guide).
e) Claims:
1.
The claims
must
define the subject matter of the invention for which protection
is sought. They must be clear and concise and fully supported by
the description.
2.
With respect to the structure and drafting of claims, the PCT requirements
are largely similar to what is accepted in most patent Offices.
f) Drawings:
The
drawings
are
only required where they are necessary for the understanding of
the invention. This will be the case for an engineering type of
invention. It will not be the case when an invention cannot be drawn,
as is the case for a chemical product. Here again, the requirements
are similar to those of most patent Offices.
g) Abstract:
1.
The
abstract
is intended
to serve the purpose of technical information. The Treaty says clearly
that it cannot be taken into account for any other purpose. This
means in particular that it cannot be used for the purpose of interpreting
the scope of the protection sought.
2.
The abstract consists of a concise summary of the disclosure of
the invention as contained in the description, claims and drawings
in preferably within 50 to 150 words. It must be drafted in a way,
which allows the clear understanding of the technical problem, the
gist of the solution of that problem through the invention, and
the principal use of the invention.
h ) Language
of filing
1.
The International Application must be filed in the
language,
or one of the languages, which the Receiving Office accepts for
that purpose (Rule 12.1(a)). If
the application is filed in any receiving office in India it has
to be either in English or Hindi.
Neither
the Treaty nor the Regulations enumerate the languages in which
International Applications may be filed. Whether a given language
can be used depends on the readiness of the Receiving Office
to accept International Applications in that language. Each Receiving
Office must, however, accept at least one language for the filing
of International Applications which is both a language accepted
by the International Searching Authority or, if applicable, by at
least one International Searching Authority, competent for the international
searching of International Applications filed with that Receiving
Office and one of the languages of publication (that is, Chinese,
English, French, German, Japanese, Spanish or Russian), so that
applicants always have the option of filing the international search
or international publication purposes; in other words, either words,
either the International Application in its original language or
the translation will be sufficient for the processing by the Receiving
Office, for international search and for international publication.
2.
If the language of filing of the International Application is the
one acceptable by the Receiving Office but is not accepted by the
International Searching Authority, the applicant is required to
furnish, within one month from the date of receipt of the application,
a translation into a language which is all of the following: (i)
a language accepted by the International Searching Authority that
is to carry out the international search; (ii) a language of publication;
and (iii) a language accepted by the Receiving Office (unless the
International Application is filed in a language of publication)
(Rule 12.3).
3.
If the language of filing of the International Application is accepted
by the Receiving Office and the International Searching Authority
but is not a language of publication (at present, this is the case
only where the International Application is filed in Dutch and certain
Nordic languages), the International Application will be published
in English, the translation into that language being prepared under
the responsibility of the International Searching Authority which
undertakes the search (see Rule 48.3).
4.
The request must always be filed in a language that is accepted
by the Receiving Office and which is also one of the seven languages
of publication
International
Search.
A
high quality international search report is established by the International
Searching Authority. For the purpose of Indian applicant following
are Competent International Searching Authorities( ISAs)
Austrian
Patent Office (AT)
Australian
Patent Office (AU)
European
Patent Office (EP)
China Intellectual
Property Office (CN)
United States
Patent & Trademark Office (US)
Swedish
Patent Office (SE)
2.
If the International Application did not claim any priority, the
international search report is available within nine months from
the international filing date, If priority is claimed, that report
is available usually during the 16th month from the priority date.
Even where priority is claimed, the international search report
is normally available in time before publication of the International
Application. This allows time for the applicant to withdraw the
application before publication, if desired.
PCT FEES
(may vary from time to time)
Receiving
Office (RO/IN) (The Patent Office, Kolkata, New Delhi, Mumbai and
Chennai)
Transmittal
fee: INR 2,000 [for individual(s)] , INR 8,000 [for legal entity]
ii.
International Fee: USD 1134* USD 1211 (from 1-3-2005)
iii.
Supplement per sheet in excess of 30: USD 12* USD 13 (from 1-3-2005)
(*
Amounts on 1 February 2005 unless otherwise indicated).
iv.
Search fee: (Amounts on 1 February 2005, unless otherwise indicated)
ISA/AT
– USD 182 USD 214**
ISA/EP
– USD 1920** USD 2,075*
ISA/AU
– USD 865
ISA/CN
– USD 181
ISA/US
– USD 1000 USD 300***
ISA/SE
– USD 1920 USD 2,075*
vi.
Fee for preparing certified copy of priority document and transmission
of the same to IB
INR
1,000 [for individual(s)] INR 4000 [for legal entity]
(*
from 15-3-2005,
**
from 1-3-2005)
Failure
to pay fees or underpayment of fees can be corrected under Rule
16b. An invitation to pay missing amounts will be issued by
the Receiving Office. Payment can be made later, together with a
late payment fee.
(***
-- Refer PCT Fee Tables [Footnotes to Fee Tables Para.18])
An
Indian applicant, filing an International Application for Patent
under Patent Cooperation Treaty, is required to remit the consolidated
amount in US Dollar by Demand Draft, payable to the Controller of
Patents at State Bank of India, New York Branch, for payment towards
basic fee, designation fee and search fee.The required fees, which
must be paid to receiving office, are the Transmittal Fee, the International
Fee and the Search Fee. They must all be paid to the Receiving Office.
The
Transmittal Fee is for the benefit the Receiving Office. It is intended
to compensate that Office for the work, which is required to be
performed in connection with the International Application. The
amount is left to be fixed by the Receiving Office. It is due within
one month from the date of receipt of the International Application.
The International Fee is for the benefit of the International Bureau.
It is intended to cover the cost of the work the International Bureau
must perform under the PCT. The amounts are fixed in the Schedule
of Fees, which forms part of the regulations. The international
fee is due within one month from the date of receipt of the International
Application. The Search Fee is for the benefit of the International
Searching Authority. It is intended to compensate that Authority
for the work it must perform in connection with the establishment
of the international search report. It is due within one month from
the date of receipt of the International Application. The amount
is fixed by the International Searching Authority.
Withdrawal
of the application
An
International Application can be withdrawn at any time during the
international phase. Where the intent of the withdrawal is to prevent
publication, the notice of withdrawal must reach the International
Bureau before technical preparations for international publication
have been completed (that is, not later than 15 days before the
date of publication).
2.
A withdrawal of an International Application can be made with the
condition that the withdrawal be effective only if the international
publication can still be prevented.
Amendments:
1.The
claims can be adjusted to the results of the international search
report by amending them once (under Article 19) with effect in all
designated States. Such amendments save costs for preparation of
different sets of amendments and for local agents filing such amendments
before designated Offices, and guarantee better provisional protection
and patents in registration countries. Individual amendments before
each designated Office are also permitted in the national phase
(under Article 28 or 41) and all parts of the application can be
amended (under Article 34(2)) during the international preliminary
examination procedure under Chapter II.
International
Preliminary Examination (Optional)
The
following are Competent International Preliminary Examining Authorities
[IPEAs] for the purpose of Indian applicant:]
Austrian
Patent Office (AT)
Australian
Patent Office (AU)
European
Patent Office (EP)(only if ISA was AT, EP or SE)
China
Intellectual Property Office (CN)
United
States Patent & trademark office (US)
Swedish
patent Office (SE)
2.
The use of International Preliminary Examination
(i)
Is optional for the applicant;
(ii)
Provides, in addition to the international search report, an international
preliminary Examination report containing an opinion on the usual
criteria of patentability before expenses are incurred for the national
phase (for translation, fees and foreign agents);
(iii)
Helps the applicant to adapt the International Application to the
results of the international search report;
(iv)
Allows, with effect for all elected Offices, the amending of all
parts of the International Application (description, claims and
drawings) during international preliminary examination;
(v)
The international preliminary examination report gives, for minimal
cost, an opinion and the probability of obtaining a patent:
(viii)
The application will be more or less ready for acceptance by the
elected Offices after receiving international preliminary examination
report.
(ix)
If the report is negative and it is decided to abandon the application,
the applicant has saved all the expenses otherwise incurred before
the elected Offices for the payment of national fees, the preparation
of translations and the appointment of local agents.
Preliminary examination fees (Amounts on 1 February 2005 unless
otherwise indicated)
IPEA
Preliminary examination fee Handling fee (CHF 200)
AT EUR
159 EUR
129
AU AUD
550 1000** AUD
218
CN
CNY
1,500 CNY
eq CHF
200
EP EUR
1,530 EUR
129
SE SEK
5,000 SEK
1,160
US USD
600 USD
162
173 (From 1-3-2005)
(**
Refer PCT
Fee Tables (footnotes to Fee Tables para.20.)
The National
Phase
1)
The national phase follows the international phase. In the national
Phase before processing and examination in the designated or elected
Offices, the applicant must perform certain acts thereby effecting
“entry into the national phase.” If the applicant does not enter
the national phase, namely, if he does not perform these acts within
the prescribed time limit, the International Application loses its
effect in the designated or elected States concerned with the same
consequences as the withdrawal of any national application in that
State (Article 24).
2.
For entry into the national phase before a designated or elected
Office (if Preliminary examination is undertaken and countries elected),
it is necessary that the national fee be paid to it and, where the
International Application has not been filed or published in the
official language, or one of the official languages of that Office,
a translation into an official language be filed. The time limits
for entry into the national phase are, in some Offices, even longer
than 31 months.
3.
The national fees to be paid are usually same as the fees required
for the filing of a national or regional application. Some Offices,
not in India however, levy lower national or regional filing, search
or examination fees, or refund certain fees, on account of the existence
of the international search report or where an international preliminary
examination report has been established. This offsets, at least
partly, the costs of filing an International Application.
4.
Where the original drawings are of a good quality, the applicant
is not required to file additional formal drawings with the Designated
or Elected Offices, permitting substantial economies in some cases.
It is therefore important to file drawings with the Receiving Office
that fully comply with the format requirements of the Regulations
under the PCT.
5.
Where the priority of an earlier application is claimed and a certified
copy of that application has been provided, it is not necessary
to submit a certified copy of the priority document to each designated
or elected Office. The International Bureau sends any required copies
of the priority document to the Offices concerned.
Legal Remedies;
Protection against Loss of Rights
Where,
as a result of a mistake which was not timely corrected, an International
Application is considered withdrawn, the applicant may request review
of that decision by each of the designated Offices. In addition
to requesting review, the applicant has the opportunity to submit
at the same time, to each designated Office, a request for excuse
of failure to comply with a time limit. The legal basis of, and
the conditions for, such a request are to be found in the applicable
national law or regional convention, which applies equally to International
Applications. Where that law or convention provides for reinstatement,
this can be requested. Where there is a possibility of requesting
further processing of the application, this can also be done. Procedural
safeguards are thus available in each designated State to PCT applicants
in the same way, as they are to applicants for national or regional
applications not made via the PCT.
Preparation
of Patent Applications
1.
Any patent application, drafted in accordance with the requirements
of the PCT, allows a maximum flexibility and benefit from the advantages
of the PCT:
(i)
The same application documents can then be used for filing national
and/or SJinternational applicants;
(II)
No adaptation of the original application is then required in a
much as the PCT format is valid for all designated Offices (including
the EPO, the Japanese Patent Office and the United States Patent
and Trademark Office).
Fee
savings. National
fees are reduced or completely dispensed with for the procedure
before some Offices which provides considerable savings, for example:
European
Patent Office (EPO): –
European
search fee waived if international search report by AT, EP, ES,
SE; 20%
reduction
of European search fee if search report by AU, CN, JP, RU, US; –
50%
reduction
of European examination fee if international preliminary examination
report by EP.
German
Patent Office:
–
Filing fee waived if the Office was the Receiving Office;
–
Examination fee reduced if an international search report has been
established.
Hungarian
Patent Office:
–
Filing fee waived if the Office was the Receiving Office;
Japanese
Patent Office:
–
Approximately 80% reduction of examination fee if international
search report established by JPO;
–
Approximately 20% reduction of examination fee if international
search report established by ISA other than JPO.
United Kingdom Patent Office:
refund of part of preliminary examination and search fee.
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